DC Title
Interim report / Vancouver Stock Exchange & Securities Regulation Commission ; submitted to the Honourable Elizabeth Cull, Minister of Finance and Corporate Relations, Province of British Columbia ; submitted by James G. Matkin. --
Jurisdiction
Colombie-Britannique
Language
DC Date
DC Creator
Vancouver Stock Exchange & Securities Regulation Commission (B.C.)
Matkin, James G.
DC Publisher
Vancouver : The Commission,
ID
pubdocs_bcdocs_147335_interimreportvse
DC Type
text
Bibtype
m
DC Description
"October 1993"
BC Royal Commission document scanned by LLBC.
Commissioner James Matkin outlined both the circumstances and concerns regarding the administration of the Vancouver Stock Exchange which had been voiced during a policy review process. These included the quality of listed companies, manipulative trading practices and insider trading, misconduct and supervision of brokers, abusive promotional practices, administrative and regulatory performance, media coverage of the market, adequacy of civil remedies and the prosecution of criminal offences. (p. 1).
DC Subject
Vancouver Stock Exchange
Governmental investigations British Columbia.
Securities industry British Columbia.
Securities industry British Columbia Vancouver.
Stock-exchange British Columbia Vancouver.
Stock-exchange Law and legislation British Columbia Vancouver.